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Salvatore Anthony Merlino

Needham & Company, LLC

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About Salvatore Anthony Merlino

Salvatore Anthony Merlino is a Registered Representative with Needham & Company, LLC, a leading financial services firm. Salvatore has been in the securities industry since 2002 and has a broad range of experience. He is licensed to provide investment advice in multiple states, including New York, California, and Illinois. Salvatore is committed to providing clients with personalized financial advice and guidance.

Firm Information

Salvatore Merlino is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Salvatore Merlino’s Registration & Firm History

NY

12/12/2002 - Present

Needham & Company, LLC (NEW YORK NY)

NJ

05/29/2002 - 09/27/2002

DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

05/25/2001 - 11/13/2001

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 06/22/2004

Series 4 - Registered Options Principal Examination

BC

Issued 08/13/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/19/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/30/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/24/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Salvatore Anthony Merlino.
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