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Salvatore Anthony Larocca

Voya Financial Advisors, Inc.

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About Salvatore Anthony Larocca

Salvatore Larocca is a financial advisor with Voya Financial Advisors, Inc., located in Melville, New York. Salvatore is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, and SIE licenses. He has been in the financial industry since 1987 and has experience working with a range of clients, including individuals, corporations, and charitable organizations. Salvatore has a proven track record of providing financial guidance and investment advice to clients, helping them achieve their financial goals.

Firm Information

Salvatore Larocca is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Salvatore Larocca’s Registration & Firm History

NY

01/03/2011 - Present

Voya Financial Advisors, Inc. (MELVILLE NY)

NY

10/15/1993 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (MELVILLE NY)

NY

01/26/1990 - 01/12/1995

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

01/26/1990 - 01/12/1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

CT

02/12/1990 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

NJ

10/02/1987 - 01/19/1990

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/08/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2013

Series 7 - General Securities Representative Examination

BC

Issued 10/01/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Salvatore Anthony Larocca. Review regulatory record here.
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