Unclaimed
Salvatore Anthony Fradella is a registered investment advisor representative with Maxim Financial Advisors LLC, with over 30 years of experience in the securities industry. Salvatore is a licensed and registered representative in multiple states and holds several industry certifications, including the Series 7, Series 10, Series 24, Series 63, and Series 65. Salvatore Fradella has previously been registered with several other firms, including Investec Ernst & Company, Joseph Dillon & Company Inc., Rickel & Associates, Inc., and South Richmond Securities, Inc. Salvatore is also a registered investment advisor representative in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
07/23/2021 - Present
Maxim Financial Advisors LLC (Woodbury NY)
NY
08/29/2000 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
04/12/1995 - 11/21/2000
JOSEPH DILLON & COMPANY INC. (GREAT NECK NY)
NY
12/23/1994 - 03/30/1995
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NA
01/13/1988 - 12/23/1994
SOUTH RICHMOND SECURITIES, INC.
NA
08/28/1987 - 01/22/1988
MARSHALL DAVIS, INC.
NA
07/17/1987 - 09/03/1987
OUTWATER & WELLS, INC.
NA
07/20/1987 - 08/11/1987
MARKETFIELD SECURITIES LIMITED
NA
11/17/1986 - 07/09/1987
VICEROY INTERNATIONAL SECURITIES CORP.
NA
03/19/1986 - 11/14/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 10/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/27/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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