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Salvatore Anthony Fradella

Maxim Financial Advisors LLC

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About Salvatore Anthony Fradella

Salvatore Anthony Fradella is a registered investment advisor representative with Maxim Financial Advisors LLC, with over 30 years of experience in the securities industry. Salvatore is a licensed and registered representative in multiple states and holds several industry certifications, including the Series 7, Series 10, Series 24, Series 63, and Series 65. Salvatore Fradella has previously been registered with several other firms, including Investec Ernst & Company, Joseph Dillon & Company Inc., Rickel & Associates, Inc., and South Richmond Securities, Inc. Salvatore is also a registered investment advisor representative in New Jersey and New York.

Firm Information

Salvatore Fradella is currently registered with Maxim Financial Advisors LLC. Maxim Financial Advisors LLC is an investment advisor registered with the SEC and located in NEW YORK, NY. They have 41 investment adviser representatives and manage approximately $371,163,779 in assets for 754 clients. The firm provides portfolio management services for individuals, businesses and pension plans. They also offer selection of other advisors services and participate in wrap fee programs.
Maxim Financial Advisors LLC

300 PARK AVE

NEW YORK, NY 10022

$371.16M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Salvatore Fradella’s Registration & Firm History

NY

07/23/2021 - Present

Maxim Financial Advisors LLC (Woodbury NY)

NY

08/29/2000 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

04/12/1995 - 11/21/2000

JOSEPH DILLON & COMPANY INC. (GREAT NECK NY)

NY

12/23/1994 - 03/30/1995

RICKEL & ASSOCIATES, INC. (NEW YORK NY)

NA

01/13/1988 - 12/23/1994

SOUTH RICHMOND SECURITIES, INC.

NA

08/28/1987 - 01/22/1988

MARSHALL DAVIS, INC.

NA

07/17/1987 - 09/03/1987

OUTWATER & WELLS, INC.

NA

07/20/1987 - 08/11/1987

MARKETFIELD SECURITIES LIMITED

NA

11/17/1986 - 07/09/1987

VICEROY INTERNATIONAL SECURITIES CORP.

NA

03/19/1986 - 11/14/1986

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

IA

Issued 10/11/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/04/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/11/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/27/1989

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 7 public disclosures for Salvatore Anthony Fradella. Review regulatory record here.
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