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Salvador Palma

Rosenblatt Securities Inc.

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About Salvador Palma

Salvador Palma is a securities professional with over 20 years of experience in the financial services industry. Salvador is currently registered with Rosenblatt Securities Inc. in New York. Prior to that, Salvador was registered with Marco Polo Securities Inc., IDB Capital Corp., GWM Group, Inc., Avila Capital Markets, Inc., XP Securities, LLC and Multitrade Securities LLC. Salvador has passed the Series 3, 7, 24, 55, 63 and SIE exams and holds licenses in Connecticut and New York.

Firm Information

Salvador Palma is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Salvador Palma’s Registration & Firm History

NY

05/17/2023 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

NY

11/02/2022 - 04/28/2023

MARCO POLO SECURITIES INC. (NEW YORK NY)

NY

11/10/2021 - 05/11/2022

IDB CAPITAL CORP. (NEW YORK NY)

NY

01/14/2020 - 10/29/2021

MARCO POLO SECURITIES INC. (New York NY)

FL

09/30/2016 - 04/11/2019

GWM GROUP, INC. (MIAMI FL)

NY

02/26/2010 - 01/08/2015

AVILA CAPITAL MARKETS, INC. (NEW YORK NY)

NY

03/01/2012 - 04/07/2014

XP SECURITIES, LLC (NEW YORK NY)

NY

02/06/2008 - 08/20/2009

MARCO POLO SECURITIES INC. (NEW YORK NY)

NY

02/16/2006 - 12/20/2007

MULTITRADE SECURITIES LLC (NEW YORK NY)

NY

04/13/2000 - 02/26/2004

MULTITRADE SECURITIES LLC (NEW YORK NY)

NY

12/01/1998 - 03/14/2000

INSTINET CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2007

Series 3 - National Commodity Futures Examination

BC

Issued 03/30/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/27/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Salvador Palma.
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