Unclaimed
Salvador Herrera is a registered representative with Interactive Brokers LLC in Chicago, Illinois. Salvador has been in the securities industry since March 18, 2006. Salvador has passed the Series 6, 7, 63 and 65 exams as well as the Securities Industry Essentials Examination. Prior to joining Interactive Brokers LLC, Salvador was with Chase Investment Services Corp., UVEST Financial Services Group, Inc., IFMG Securities, Inc., and Harris Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/15/2010 - Present
Interactive Brokers LLC (CHICAGO IL)
IL
11/17/2008 - 07/08/2010
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
01/23/2008 - 10/07/2008
UVEST FINANCIAL SERVICES GROUP, INC. (CHICAGO IL)
IL
08/28/2007 - 02/05/2008
IFMG SECURITIES, INC. (CHICAGO IL)
IL
04/10/2007 - 07/05/2007
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
IL
11/29/2006 - 04/11/2007
IFMG SECURITIES, INC. (CHICAGO IL)
IL
12/09/2005 - 12/31/2006
TCF INVESTMENTS, INC. (CHICAGO IL)
IA
Issued 03/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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