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Salvador Herrera

Interactive Brokers LLC

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About Salvador Herrera

Salvador Herrera is a registered representative with Interactive Brokers LLC in Chicago, Illinois. Salvador has been in the securities industry since March 18, 2006. Salvador has passed the Series 6, 7, 63 and 65 exams as well as the Securities Industry Essentials Examination. Prior to joining Interactive Brokers LLC, Salvador was with Chase Investment Services Corp., UVEST Financial Services Group, Inc., IFMG Securities, Inc., and Harris Investor Services, Inc.

Firm Information

Salvador Herrera is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Salvador Herrera’s Registration & Firm History

IL

07/15/2010 - Present

Interactive Brokers LLC (CHICAGO IL)

IL

11/17/2008 - 07/08/2010

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

01/23/2008 - 10/07/2008

UVEST FINANCIAL SERVICES GROUP, INC. (CHICAGO IL)

IL

08/28/2007 - 02/05/2008

IFMG SECURITIES, INC. (CHICAGO IL)

IL

04/10/2007 - 07/05/2007

HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)

IL

11/29/2006 - 04/11/2007

IFMG SECURITIES, INC. (CHICAGO IL)

IL

12/09/2005 - 12/31/2006

TCF INVESTMENTS, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 03/02/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/30/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2007

Series 7 - General Securities Representative Examination

BC

Issued 12/08/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Salvador Herrera.
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