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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Salpi? Claim Your ProfileSalpi Doering is a financial advisor with Morgan Stanley, located in Buffalo, NY. Salpi has been in the industry since 2005. Before joining Morgan Stanley, Salpi has worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and M&T Securities, Inc. Salpi is registered to provide investment advice in multiple states, including New York and Texas, as well as provide brokerage services. Salpi holds the Series 6, 7, 24 and 63 securities licenses. Salpi also holds the Series 65 license to provide investment advisory services. Salpi specializes in providing financial planning and investment advice to a wide range of clients including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/18/2022 - Present
Morgan Stanley (Buffalo NY)
NY
10/01/2014 - 12/05/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BUFFALO NY)
NY
01/09/2012 - 08/21/2014
M&T SECURITIES, INC. (BUFFALO NY)
NY
01/15/2009 - 12/22/2011
HSBC SECURITIES (USA) INC. (BUFFALO NY)
NY
07/03/2006 - 11/21/2008
M&T SECURITIES, INC. (BUFFALO NY)
NY
08/08/2005 - 07/03/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 05/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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