Unclaimed
Saloni Dhir khurana is a financial professional with over 13 years of experience in the industry. Saloni currently works at TP Icap Global Markets Americas LLC, located in New York, NY. Previously, Saloni held positions at Tullett Prebon Financial Services LLC, MMC Securities LLC, Dominick & Dominick LLC, Kotak Mahindra, Inc. and Bear, Stearns & Co. Inc. Saloni holds Series 7, Series 63, and SIE licenses. Saloni is registered to conduct business in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
12/11/2017 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
06/03/2014 - 11/30/2017
MMC SECURITIES LLC (NEW YORK NY)
NY
03/14/2013 - 09/30/2013
DOMINICK & DOMINICK LLC (NEW YORK NY)
NY
04/15/2010 - 01/03/2013
KOTAK MAHINDRA, INC. (NEW YORK NY)
NY
01/01/2008 - 05/05/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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