Unclaimed
Salman Hasan is a financial advisor with over 5 years of experience in the financial services industry. Salman is currently registered with Axos Clearing LLC and Axos Invest LLC, and holds Series 7, Series 63 and SIE licenses. Salman has previously held positions at Fidelity Brokerage Services LLC, TIAA-CREF Individual & Institutional Services, LLC, and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/04/2024 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
09/30/2020 - 03/21/2024
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
11/15/2018 - 07/21/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
08/15/2018 - 10/03/2018
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 11/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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