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Salman Hasan

Axos Clearing LLC

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About Salman Hasan

Salman Hasan is a financial advisor with over 5 years of experience in the financial services industry. Salman is currently registered with Axos Clearing LLC and Axos Invest LLC, and holds Series 7, Series 63 and SIE licenses. Salman has previously held positions at Fidelity Brokerage Services LLC, TIAA-CREF Individual & Institutional Services, LLC, and Charles Schwab & Co., Inc.

Firm Information

Salman Hasan is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Salman Hasan’s Registration & Firm History

CO

05/04/2024 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

09/30/2020 - 03/21/2024

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

CO

11/15/2018 - 07/21/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

08/15/2018 - 10/03/2018

CHARLES SCHWAB & CO., INC. (Lone Tree CO)

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Licenses & Designations

BC

Issued 11/24/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Salman Hasan.
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