Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sally? Claim Your ProfileSally Rae Walker is a financial advisor with over 30 years of experience in the industry. She is currently registered with RBC Capital Markets, LLC in Nevada. Sally has previously held positions at BANC of America Investment Services, Inc., Wedbush Morgan Securities Inc., RBC Dain Rauscher Inc., Sutro & Co. Incorporated and Prudential Securities Incorporated. Sally has a wide range of experience in the financial services industry and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
03/04/2008 - Present
RBC Capital Markets, LLC (Las Vegas NV)
NV
01/18/2006 - 03/04/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAS VEGAS NV)
CA
02/20/2003 - 07/30/2004
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NY
03/09/2002 - 02/20/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
10/04/2001 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
06/07/2000 - 09/20/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
01/08/1998 - 05/17/2000
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
11/14/1996 - 07/16/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/16/1992 - 10/30/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
07/15/1991 - 08/31/1992
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
WI
03/04/1991 - 06/07/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 10/03/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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