Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sally? Claim Your ProfileSally Pikwan Louie is a financial advisor who has been working in the industry since 1998. Sally is currently registered with LPL Financial LLC and has held previous positions at several other firms. She holds Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Sally is registered to offer investment advice and securities in California, Arizona, Colorado, Florida, Georgia, Hawaii, Idaho, Maryland, Missouri, Nevada, New York, North Carolina, and Oregon. In addition to her work as a financial advisor, Sally is also a board member and foster mom for the Contra Costa SPCA. Sally specializes in providing financial planning, portfolio management, and consulting services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/30/2007 - Present
LPL Financial LLC (VALLEJO CA)
CA
11/20/2006 - 11/06/2007
XCU CAPITAL CORPORATION, INC. (SAN FRANCISCO CA)
CA
12/10/2003 - 11/07/2006
U.S. BANCORP INVESTMENTS, INC. (NAPA CA)
NE
11/12/2003 - 12/04/2003
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
SC
04/23/2001 - 11/13/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
02/01/1999 - 05/09/2001
CAL FED INVESTMENTS (SACRAMENTO CA)
NY
05/01/1998 - 12/17/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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