Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sally? Claim Your ProfileSally Parker-will is a financial advisor with over 30 years of experience in the industry. She currently holds a Series 6, 7, 9, 10, 63, 65, and 66 license and is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Sally has worked with AXA Advisors, LLC and CCO INVESTMENT SERVICES CORP. Sally has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2008. Sally works with individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. Sally provides a variety of services to her clients, including portfolio management, financial planning, and investment advisory services. She is also licensed to provide securities services in all 50 states, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
RI
02/20/2003 - 03/08/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
NY
01/27/1992 - 02/13/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/27/1992 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 01/20/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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