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Sally Nancy Markiewicz

Wells Fargo Securities, LLC

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About Sally Nancy Markiewicz

Sally Markiewicz is a financial advisor with Wells Fargo Securities, LLC. She has been in the securities industry since 1987 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Sally holds the Series 7, Series 52TO, Series 99TO and SIE licenses.

Firm Information

Sally Markiewicz is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sally Markiewicz’s Registration & Firm History

NY

03/09/2016 - Present

Wells Fargo Securities, LLC (New York NY)

NY

05/29/2009 - 11/18/2015

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

05/04/1999 - 05/26/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

11/13/1997 - 09/01/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

09/08/1992 - 10/03/1997

SMITH BARNEY INC. (NEW YORK NY)

MD

05/01/1987 - 07/09/1992

BT SECURITIES CORPORATION (BALTIMORE MD)

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Licenses & Designations

BC

Issued 06/25/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/10/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sally Nancy Markiewicz.
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