Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sally? Claim Your ProfileSally Engels is a financial advisor with Edward Jones. Sally has been in the financial industry since October 7, 1988. Sally has a wide range of experience, having previously worked at Principal Securities, Inc., UBS Financial Services Inc., Goldman, Sachs & Co., Smith New Court, Carl Marks Inc., and Prudential-Bache Securities Inc. Sally's registrations include: Series 7, Series 63, and Series 66. She has a strong track record of helping clients reach their financial goals. Sally is committed to providing personalized financial advice and helping her clients make informed decisions about their investments. She is a highly experienced and knowledgeable financial advisor who can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/11/2020 - Present
Edward Jones (PALM BEACH GARDENS FL)
FL
03/07/2005 - 12/31/2019
PRINCIPAL SECURITIES, INC. (MIRAMAR FL)
NJ
03/01/2002 - 10/14/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/19/1990 - 05/23/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
10/31/1986 - 05/13/1989
SMITH NEW COURT, CARL MARKS INC.
NA
11/19/1985 - 10/02/1986
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 03/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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