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Sally Joanne Taverni

National Financial Services LLC

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About Sally Joanne Taverni

Sally Taverni is a financial professional with over 25 years of experience in the financial services industry. Sally is currently registered with National Financial Services LLC, a firm based in Jersey City, NJ. Sally has also worked with Fidelity Brokerage Services, Inc., and National Financial Services Corporation in the past. Sally has a strong background in investments and holds several licenses and certifications including Series 7, 24, 63, 99TO and SIE.

Firm Information

Sally Taverni is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sally Taverni’s Registration & Firm History

NJ

02/06/2001 - Present

National Financial Services LLC (JERSEY CITY NJ)

RI

10/28/1998 - 11/05/1999

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

MA

11/21/1995 - 10/28/1998

NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)

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Licenses & Designations

BC

Issued 11/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2006

Series 24 - General Securities Principal Examination

BC

Issued 06/06/2001

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sally Joanne Taverni.
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