Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sally? Claim Your ProfileSally Jo Osborne has been in the industry since May 1988 and is currently registered with Alight Financial Advisors, LLC. Sally Jo is also registered in Illinois and North Carolina as an investment advisor representative and has a Series 7 and Series 66 license. Sally Jo has a strong background in financial services and has experience working with a variety of firms, including Merrill Lynch, Nuveen Securities, and InCapital LLC. Prior to joining Alight, Sally Jo was an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sally Jo is committed to providing her clients with personalized financial advice and strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees and related services
1
2
NC
01/26/2022 - Present
Alight Financial Advisors, LLC (CHARLOTTE NC)
IL
08/17/2017 - 01/10/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTHBROOK IL)
IL
05/02/2016 - 05/23/2017
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
01/07/2015 - 05/04/2016
INCAPITAL INSURANCE SERVICES, LLC (CHICAGO IL)
FL
01/06/2015 - 05/04/2016
INCAPITAL LLC (DELRAY BEACH FL)
IL
02/16/2011 - 01/12/2015
FIFTH THIRD SECURITIES, INC. (NILES IL)
IL
02/26/2010 - 01/14/2011
FIRSTMERIT FINANCIAL SERVICES, INC (NILES IL)
IL
07/02/2009 - 02/22/2010
FIRST BROKERAGE AMERICA, L.L.C. (NAPERVILLE IL)
IL
01/07/2008 - 07/08/2009
VALIC FINANCIAL ADVISORS, INC. (PEORIA IL)
IL
03/24/2006 - 01/07/2008
WACHOVIA SECURITIES, LLC (OAKBROOK IL)
IL
07/06/2005 - 03/27/2006
CHASE INVESTMENT SERVICES CORP. (OAK PARK IL)
IL
03/19/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
01/19/1988 - 03/19/2003
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
10/02/2000 - 03/18/2003
VISION INVESTMENT SERVICES, INC. (ROSEMONT IL)
WI
05/22/1998 - 10/06/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 11/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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