Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sally? Claim Your ProfileSally Ann Souza is an investment professional with over 25 years of experience in the financial services industry. Sally Ann Souza is currently registered with Ameriprise Financial Services, LLC and has been with the firm since 2010. Prior to joining Ameriprise Financial Services, LLC, Sally Ann Souza worked for Wells Fargo Investments, LLC and Wells Fargo Securities Inc. Sally Ann Souza holds Series 7, Series 63, and Series 65 licenses. Sally Ann Souza is also a Registered Representative with FINRA and holds a state investment advisor license. Sally Ann Souza specializes in asset allocation, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/14/2022 - Present
Ameriprise Financial Services, LLC (MERCED CA)
CA
08/12/2005 - 07/21/2010
AMERIPRISE FINANCIAL SERVICES, INC. (TURLOCK CA)
CA
05/02/2001 - 08/18/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/07/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 03/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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