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Sally Ann Lambers

Fidelity Brokerage Services LLC

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About Sally Ann Lambers

Sally Lambers is a financial advisor with Fidelity Brokerage Services LLC. Sally has over 20 years of experience in the financial services industry. Sally is licensed to sell securities in Kentucky. Sally holds the Series 6, 7, and 63 licenses and has passed the Securities Industry Essentials Examination (SIE). Sally's prior experience includes working for Fidelity Investments Institutional Services Company, Inc. in Smithfield, Rhode Island.

Firm Information

Sally Lambers is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sally Lambers’s Registration & Firm History

KY

12/14/2021 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

RI

02/20/1998 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 09/27/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/24/2021

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sally Ann Lambers.
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