Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sally? Claim Your ProfileSally Ann Kirkpatrick is an active investment advisor representative and registered representative with RBC Capital Markets, LLC. Sally has been in the financial services industry since August 17, 1993. Sally has passed the Series 63, Series 65, Series 7 and Series 31 exams. Sally is currently registered in 30 states and the District of Columbia. Prior to joining RBC Capital Markets, LLC, Sally was employed by LEGG MASON WOOD WALKER, INCORPORATED and PRUDENTIAL SECURITIES INCORPORATED. Sally also serves on the Board of Directors for the Boys & Girls Club of Greater Met Washington. Sally specializes in providing investment advice to individuals, businesses, high-net-worth individuals, charitable organizations, pension and profit sharing plans, insurance companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
01/15/2016 - Present
RBC Capital Markets, LLC (CHEVY CHASE MD)
MD
10/15/1999 - 09/15/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
08/18/1993 - 10/18/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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