Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sally? Claim Your ProfileSally Ann Hawk is an investment advisor representative with LPL Financial LLC. Sally has been in the industry since August 30, 1994. Sally has been registered with LPL Financial LLC since June 8, 2023. Previously, Sally was registered with FSC Securities Corporation, VESTAX SECURITIES CORPORATION, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Sally has passed the Series 6, 7, 63, and 66 exams. Sally has also passed the Securities Industry Essentials Examination (SIE). Sally also has a background in tax preparation and accounting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/08/2023 - Present
LPL Financial LLC (TROY MI)
MI
05/10/2002 - 06/12/2023
FSC SECURITIES CORPORATION (TROY MI)
OH
08/24/1995 - 05/02/2002
VESTAX SECURITIES CORPORATION (HUDSON OH)
NY
08/16/1994 - 08/15/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/16/1994 - 08/15/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 08/16/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sally Hawk is the right advisor for you? Invested Better is here to help.
