Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sally? Claim Your ProfileSally Gallagher is a financial advisor with Wells Fargo Clearing Services, LLC. Sally has been in the financial services industry since 1992. Sally is licensed in California and other states. Sally holds Series 3, 7, 9, 10, 31, and 66 licenses. Sally is also a Registered Representative with FINRA and a Registered Investment Advisor. Sally works with individuals, families, businesses, and trusts. Sally can help you with financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/27/2004 - Present
Wells Fargo Clearing Services, LLC (FRESNO CA)
NY
10/28/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/23/1994 - 10/17/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/17/1990 - 09/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
OH
03/12/1990 - 11/05/1990
PEBSCO SECURITIES CORP. (COLUMBUS OH)
CA
04/08/1988 - 01/18/1990
GLENFED BROKERAGE SERVICES (GLENDALE CA)
NA
10/24/1984 - 08/28/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 06/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2009
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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