Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sallie? Claim Your ProfileSallie Sophia Doty is a registered representative with Raymond James Financial Services Advisors, Inc. Sallie Doty has been in the securities industry since April 2018. Sallie Doty is a registered representative in South Dakota and Texas and an investment adviser representative in South Dakota and Texas. Sallie Doty previously worked for AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. Sallie Doty is also a registered representative with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SD
07/27/2023 - Present
Raymond James Financial Services Advisors, Inc. (Pierre SD)
SD
04/09/2018 - 01/28/2021
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Pierre SD)
BOTH
Issued 07/25/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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