Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sallie? Claim Your ProfileSallie Caruthers is a financial professional registered in Texas. Sallie is currently associated with Cetera Investment Services LLC, and has experience with Hancock Whitney Investment Services Inc. and BBVA Securities Inc. Sallie has passed the Series 6, SIE, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/10/2022 - Present
Cetera Investment Services LLC (HOUSTON TX)
TX
04/17/2019 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (HOUSTON TX)
TX
03/13/2014 - 04/09/2019
BBVA SECURITIES INC. (HOUSTON TX)
BC
Issued 08/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sallie Caruthers is the right advisor for you? Invested Better is here to help.
