Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Salle? Claim Your ProfileSalle Conlin is a financial professional with over 20 years of experience in the securities industry. Salle is currently registered with Capfinancial Securities, LLC in Greenville, SC. Salle has previously held positions with PURSHE KAPLAN STERLING INVESTMENTS, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., UBS FINANCIAL SERVICES INC. and RBC DAIN RAUSCHER INC. Salle holds Series 63, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
07/16/2021 - Present
Capfinancial Securities, LLC (Greenville SC)
SC
05/01/2018 - 08/30/2021
PURSHE KAPLAN STERLING INVESTMENTS (Greenville SC)
SC
07/20/2009 - 05/01/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (GREENVILLE SC)
SC
06/01/2009 - 08/14/2009
MORGAN STANLEY SMITH BARNEY (GREENVILLE SC)
SC
06/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREENVILLE SC)
SC
07/28/2006 - 06/26/2007
UBS FINANCIAL SERVICES INC. (GREENVILE SC)
NY
02/04/2002 - 12/19/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 05/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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