Unclaimed
Sal Thomas Bruzzese is a financial professional with over 20 years of experience in the industry. Sal currently holds a Series 7, Series 24, Series 3, and Series 63 license. Sal has been registered with BGC Financial, LP since February 2021, prior to which Sal was registered with ICAP Corporates LLC, GFI Securities LLC, and Tullett Prebon Financial Services LLC. Sal's focus is on providing clients with financial advice and investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/18/2021 - Present
BGC Financial, LP (NEW YORK NY)
NY
03/05/2018 - 02/08/2021
ICAP CORPORATES LLC (NEW YORK NY)
NY
01/30/2017 - 01/19/2018
GFI SECURITIES LLC (NEW YORK NY)
NJ
04/01/2002 - 12/31/2016
TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)
BC
Issued 04/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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