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Sal Thomas Bruzzese

BGC Financial, LP

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About Sal Thomas Bruzzese

Sal Thomas Bruzzese is a financial professional with over 20 years of experience in the industry. Sal currently holds a Series 7, Series 24, Series 3, and Series 63 license. Sal has been registered with BGC Financial, LP since February 2021, prior to which Sal was registered with ICAP Corporates LLC, GFI Securities LLC, and Tullett Prebon Financial Services LLC. Sal's focus is on providing clients with financial advice and investment services.

Firm Information

Sal Bruzzese is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sal Bruzzese’s Registration & Firm History

NY

02/18/2021 - Present

BGC Financial, LP (NEW YORK NY)

NY

03/05/2018 - 02/08/2021

ICAP CORPORATES LLC (NEW YORK NY)

NY

01/30/2017 - 01/19/2018

GFI SECURITIES LLC (NEW YORK NY)

NJ

04/01/2002 - 12/31/2016

TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/18/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2013

Series 3 - National Commodity Futures Examination

BC

Issued 03/28/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sal Thomas Bruzzese.
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