Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saksoknik? Claim Your ProfileSaksoknik Sopheak has been in the financial industry for over 13 years, holding a Series 66, Series 7, and Series 24 license. Saksoknik is currently registered with U.S. Bancorp Investments, Inc. in California, and previously worked with JP Morgan Securities LLC, UnionBanc Investment Services, LLC, AXA Advisors, LLC, MSI Financial Services, Inc., Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Saksoknik's background includes experience with a variety of financial institutions, including banks and investment firms. Saksoknik has a strong track record of success in the financial industry, and is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
SD
01/06/2023 - Present
U.s. Bancorp Investments, Inc. (Sioux Falls SD)
CA
08/27/2019 - 08/17/2022
J.P. MORGAN SECURITIES LLC (LAKESIDE CA)
CA
07/25/2018 - 04/11/2019
UNIONBANC INVESTMENT SERVICES, LLC (SOLANA BEACH CA)
CA
12/15/2016 - 07/12/2018
AXA ADVISORS, LLC (SAN DIEGO CA)
CA
09/21/2015 - 11/22/2016
MSI FINANCIAL SERVICES, INC. (SAN DIEGO CA)
PA
08/30/2010 - 03/11/2015
WELLS FARGO ADVISORS, LLC (WEST CHESTER PA)
CA
03/30/2007 - 09/01/2009
WELLS FARGO INVESTMENTS, LLC (MONTECITO CA)
BOTH
Issued 05/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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