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Saju Bahuleyan

Charles Schwab & CO., Inc.

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About Saju Bahuleyan

Saju Bahuleyan is a registered representative and investment advisor representative with Charles Schwab & Co., Inc. in Oak Park, Illinois. Saju has been in the securities industry since 1994. Saju has held previous roles at Advanced Equities, Inc., Peak6 Capital Management LLC, LaSalle St Securities, L.L.C. and Saperston Financial Inc. Saju is a Registered Options Principal, Financial and Operations Principal and General Securities Principal. Saju holds Series 4, 7, 24, 27, 55, 57TO, 63, 65, 99TO and SIE licenses. Saju is a Registered Investment Advisor in Illinois. Saju is affiliated with Charles Schwab Trust Company, Charles Schwab Premier Bank and Charles Schwab Bank, SSB.

Firm Information

Saju Bahuleyan is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Saju Bahuleyan’s Registration & Firm History

IL

01/22/2014 - Present

Charles Schwab & CO., Inc. (Oak Park IL)

IL

02/23/2010 - 11/20/2012

ADVANCED EQUITIES, INC. (CHICAGO IL)

IL

06/25/2008 - 02/23/2010

PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)

IL

10/16/1997 - 06/20/2008

LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)

NY

01/19/1994 - 10/16/1997

SAPERSTON FINANCIAL INC. (BUFFALO NY)

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Licenses & Designations

IA

Issued 04/09/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/1998

Series 4 - Registered Options Principal Examination

BC

Issued 03/18/1997

Series 27 - Financial and Operations Principal Examination

BC

Issued 07/15/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/18/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Saju Bahuleyan.
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