Unclaimed
Saju Bahuleyan is a registered representative and investment advisor representative with Charles Schwab & Co., Inc. in Oak Park, Illinois. Saju has been in the securities industry since 1994. Saju has held previous roles at Advanced Equities, Inc., Peak6 Capital Management LLC, LaSalle St Securities, L.L.C. and Saperston Financial Inc. Saju is a Registered Options Principal, Financial and Operations Principal and General Securities Principal. Saju holds Series 4, 7, 24, 27, 55, 57TO, 63, 65, 99TO and SIE licenses. Saju is a Registered Investment Advisor in Illinois. Saju is affiliated with Charles Schwab Trust Company, Charles Schwab Premier Bank and Charles Schwab Bank, SSB.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
01/22/2014 - Present
Charles Schwab & CO., Inc. (Oak Park IL)
IL
02/23/2010 - 11/20/2012
ADVANCED EQUITIES, INC. (CHICAGO IL)
IL
06/25/2008 - 02/23/2010
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
IL
10/16/1997 - 06/20/2008
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
01/19/1994 - 10/16/1997
SAPERSTON FINANCIAL INC. (BUFFALO NY)
IA
Issued 04/09/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/1998
Series 4 - Registered Options Principal Examination
BC
Issued 03/18/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/15/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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