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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sajni? Claim Your ProfileSajni Desai Shah is a financial advisor registered with Mariner Independent Advisor Network, LLC. Sajni has been in the financial services industry for 15 years. She has a wide range of experience in the financial services industry, including working for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Advisors Financial Network, LLC. Sajni is also a Registered Investment Advisor. Sajni is committed to providing her clients with personalized financial advice and guidance. She specializes in retirement planning, investment management, and estate planning. Sajni is passionate about helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/26/2024 - Present
Mariner Independent (San Jose CA)
CA
02/04/2013 - 03/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
06/07/2012 - 01/04/2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SAN JOSE CA)
CA
03/16/2012 - 05/08/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
01/11/2011 - 02/29/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SAN JOSE CA)
CA
09/20/2006 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS GATOS CA)
IA
Issued 08/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/19/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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