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Sajjad A Zaheer

Mizuho Securities USA LLC

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About Sajjad A Zaheer

Sajjad Zaheer is a securities professional with over 20 years of experience in the financial industry. Sajjad has a strong background in investment banking and trading, having held positions at Morgan Stanley & Co. LLC and now currently at Mizuho Securities USA LLC. Sajjad is registered to provide securities-related services in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Sajjad Zaheer is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sajjad Zaheer’s Registration & Firm History

NY

04/03/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/27/2001 - 04/19/2023

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/15/2012

Series 24 - General Securities Principal Examination

BC

Issued 05/08/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/03/2003

Series 3 - National Commodity Futures Examination

BC

Issued 09/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sajjad A Zaheer.
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