Unclaimed
Sajjad Zaheer is a securities professional with over 20 years of experience in the financial industry. Sajjad has a strong background in investment banking and trading, having held positions at Morgan Stanley & Co. LLC and now currently at Mizuho Securities USA LLC. Sajjad is registered to provide securities-related services in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/27/2001 - 04/19/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 09/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2012
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/03/2003
Series 3 - National Commodity Futures Examination
BC
Issued 09/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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