Unclaimed
Saivaroon Ann Diehl is a financial advisor at Hornor, Townsend & Kent, LLC, located in SAN CLEMENTE, CA. Saivaroon has been in the financial industry since 1986. Saivaroon has passed exams Series 6, Series 7, Series 22, Series 63, and Series 65, and is registered with FINRA and the state of CA. Saivaroon also owns a life insurance brokerage called Saffron Financial. In addition to her role at Hornor, Townsend & Kent, LLC, Saivaroon provides advisory services to individuals, businesses, charitable organizations, pension and profit-sharing plans, and corporations. Saivaroon specializes in providing financial planning, pension consulting, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
CA
02/03/2005 - Present
Hornor, Townsend & Kent, LLC (SAN CLEMENTE CA)
MA
07/11/1988 - 12/31/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
01/27/1986 - 04/26/1988
PENN MUTUAL EQUITY SERVICES, INC.
IA
Issued 01/24/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/24/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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