Unclaimed
Saimir Prapaniku is a financial advisor with Ameriprise Financial Services, LLC. Saimir has been in the industry since 2009 and is registered in multiple states, including California, Texas, and Wyoming. Saimir holds the Series 6, 7, 26, 63, and 65 licenses, and is also a Certified Financial Planner™. Saimir is committed to providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/13/2024 - Present
Ameriprise Financial Services, LLC (Costa Mesa CA)
CA
06/17/2013 - 04/22/2024
U.S. BANCORP INVESTMENTS, INC. (ENCINO CA)
CA
05/10/2012 - 06/19/2013
INVEST FINANCIAL CORPORATION (WESTLAKE VILLAGE CA)
CA
04/27/2010 - 05/02/2012
CHASE INVESTMENT SERVICES CORP. (THOUSAND OAKS CA)
CA
04/28/2008 - 02/25/2009
WORLD GROUP SECURITIES, INC. (WOODLAND HILLS CA)
IA
Issued 05/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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