Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saim? Claim Your ProfileSaim Syed Ali is a registered representative with Siebert Williams Shank & Co., LLC. Saim holds a Series 63, Series 52 and SIE licenses. Saim has been in the securities industry since November 28, 2017, and previously worked at WELLS FARGO SECURITIES, LLC in Los Angeles, CA. Currently, Saim is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/28/2020 - Present
Siebert Williams Shank & CO., LLC (LOS ANGELES CA)
CA
11/06/2017 - 08/04/2020
WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)
BC
Issued 08/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2017
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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