Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sailing? Claim Your ProfileSailing Adler is a financial advisor with Stifel, Nicolaus & Company, Inc. Sailing has over 20 years of experience in the financial services industry. Sailing is registered to provide securities and investment advisory services in multiple states. Sailing is also a Series 31 qualified professional, which allows Sailing to provide investment advice related to futures managed funds. Sailing’s firm, Stifel, Nicolaus & Company, Inc., is an independent broker-dealer and investment bank with a long history of providing financial services to individuals, families, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/08/2018 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
09/28/2012 - 08/15/2016
RBC CAPITAL MARKETS, LLC (BOSTON MA)
MA
11/10/2009 - 10/01/2012
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
07/13/2007 - 11/27/2009
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
PA
05/10/2004 - 11/09/2005
PNC CAPITAL MARKETS, INC. (PITTSBURGH PA)
NA
11/26/2002 - 10/07/2003
CREDIT SUISSE PRIVATE ADVISORS (ZURICH )
MA
06/12/2002 - 10/16/2002
CANTELLA & CO., INC. (MALDEN MA)
NY
04/10/2001 - 05/23/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/03/2000 - 04/09/2001
UBS WARBURG LLC (NEW YORK NY)
RI
01/06/1998 - 03/17/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
05/06/1996 - 01/06/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
05/26/1995 - 04/10/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/03/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 05/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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