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Saied Chafic Abou-ezzeddine

Barings Securities LLC

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About Saied Chafic Abou-ezzeddine

Saied Abou-ezzeddine is a financial professional with over 17 years of experience in the financial industry. Saied currently works with Barings Securities LLC. Saied has held previous positions with JANUS HENDERSON DISTRIBUTORS, QUASAR DISTRIBUTORS, LLC, and BROWN BROTHERS HARRIMAN & CO.. Saied holds Series 66, Series 63, Series 65, Series 7, Series 24, and SIE licenses. Saied is currently registered in 51 states as a Broker/Dealer.

Firm Information

Saied Abou-ezzeddine is currently registered with Barings Securities LLC. Barings Securities LLC, established in 2011, is a Limited Liability Company headquartered in the United States. The firm is registered with the SEC and holds licenses in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Saied Abou-ezzeddine’s Registration & Firm History

NC

07/01/2021 - Present

Barings Securities LLC (CHARLOTTE NC)

CO

04/06/2018 - 06/08/2021

JANUS HENDERSON DISTRIBUTORS (DENVER CO)

ME

05/23/2007 - 06/02/2010

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NY

10/01/2000 - 03/07/2002

BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/09/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/05/2005

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 02/05/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/13/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Saied Chafic Abou-ezzeddine.
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