Unclaimed
Saied Abou-ezzeddine is a financial professional with over 17 years of experience in the financial industry. Saied currently works with Barings Securities LLC. Saied has held previous positions with JANUS HENDERSON DISTRIBUTORS, QUASAR DISTRIBUTORS, LLC, and BROWN BROTHERS HARRIMAN & CO.. Saied holds Series 66, Series 63, Series 65, Series 7, Series 24, and SIE licenses. Saied is currently registered in 51 states as a Broker/Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/01/2021 - Present
Barings Securities LLC (CHARLOTTE NC)
CO
04/06/2018 - 06/08/2021
JANUS HENDERSON DISTRIBUTORS (DENVER CO)
ME
05/23/2007 - 06/02/2010
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
10/01/2000 - 03/07/2002
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
BC
Issued 08/09/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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