linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sagiv Shiv

Aldwych Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sagiv? Claim Your Profile

About Sagiv Shiv

Sagiv Shiv is a financial professional with over 25 years of experience in the industry. Sagiv is currently registered with Aldwych Securities LLC, a firm that provides brokerage and investment advisory services. Prior to joining Aldwych Securities LLC, Sagiv held positions at B. Riley Securities, Inc., National Securities Corporation, INTL FCSTONE Financial Inc., Merriman Curhan Ford & Co., Punk, Ziegl & Company, L.P., Ryan, Beck & Co., LLC. and Josephthal & Co., Inc. Sagiv holds a Series 7, Series 24, Series 63, Series 79, and Series 99 license. Sagiv is also registered in New York.

Firm Information

Sagiv Shiv is currently registered with Aldwych Securities LLC. Aldwych Securities LLC is a Limited Liability Company formed in 2012. The firm is registered with the Securities and Exchange Commission and is approved in Connecticut and New York.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sagiv Shiv’s Registration & Firm History

CT

01/05/2023 - Present

Aldwych Securities LLC (STAMFORD CT)

NY

05/17/2021 - 10/31/2022

B. RILEY SECURITIES, INC. (NEW YORK NY)

NY

01/04/2016 - 05/16/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

11/16/2010 - 01/05/2016

INTL FCSTONE FINANCIAL INC. (NEW YORK NY)

NY

10/20/2009 - 10/20/2010

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

06/15/2007 - 09/15/2009

MERRIMAN CURHAN FORD & CO. (NEW YORK NY)

NY

08/16/2001 - 05/16/2007

PUNK, ZIEGEL & COMPANY, L.P. (NEW YORK NY)

NJ

03/23/1999 - 08/24/2001

RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)

NY

06/15/1998 - 02/11/1999

JOSEPHTHAL & CO., INC. (NEW YORK NY)

Not sure if Sagiv Shiv is right for you?

Licenses & Designations

BC

Issued 06/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sagiv Shiv.
Not sure if Sagiv Shiv is right for you?