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Sagar Shah

Pruco Securities, LLC

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About Sagar Shah

Sagar Shah is a registered representative with Pruco Securities, LLC. Sagar has been in the financial services industry since 2018 and holds the Series 63, Series 7TO, and SIE licenses. Sagar is registered to provide securities related advice in 51 states. Previously, Sagar worked at VANGUARD MARKETING CORPORATION.

Firm Information

Sagar Shah is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Sagar Shah’s Registration & Firm History

NJ

12/20/2019 - Present

Pruco Securities, LLC (Newark NJ)

PA

10/30/2018 - 12/11/2019

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 11/06/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/09/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sagar Shah.
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