Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sagar? Claim Your ProfileSagar Mayur Dalal is a financial advisor currently registered with Frontier Solutions, LLC in Richmond, VA. Sagar has been in the industry since 2016. Prior to joining Frontier Solutions, LLC, Sagar worked at Rockefeller Financial LLC, Spearhead Capital, LLC, Kestra Investment Services, LLC, and AXA Advisors, LLC. Sagar holds the Series 7, Series 66, and Series 6TO licenses and has been licensed for over 10 years. Sagar is licensed in California, Florida, Illinois, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
03/25/2024 - Present
Frontier Solutions, LLC (Richmond VA)
FL
06/02/2022 - 03/13/2023
ROCKEFELLER FINANCIAL LLC (WELLINGTON FL)
FL
01/20/2021 - 06/30/2022
SPEARHEAD CAPITAL, LLC (Wellington FL)
NY
11/16/2015 - 08/20/2019
KESTRA INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
05/20/2014 - 11/20/2015
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 06/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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