Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saeng-athit? Claim Your ProfileSaeng-athit Phaipanya is a registered representative with Axos Clearing LLC. Saeng-athit has been in the industry since November 18, 2008. Saeng-athit has been registered with Axos Clearing LLC since August 13, 2021. Saeng-athit previously worked for E*TRADE SECURITIES LLC and SCOTTRADE, INC.. Saeng-athit is licensed to sell securities in Colorado. Saeng-athit holds Series 7, Series 24, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/13/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
IL
07/12/2018 - 08/18/2021
E*TRADE SECURITIES LLC (CHICAGO IL)
MO
10/08/2008 - 05/31/2018
SCOTTRADE, INC. (ST LOUIS MO)
BC
Issued 11/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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