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Saede Paul Maleki

Northwestern Mutual Investment Services, LLC

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About Saede Paul Maleki

Saede Maleki is a financial advisor with Northwestern Mutual Investment Services, LLC. Saede has been in the financial services industry since 1991. Saede holds Series 6, 7, 63, and 65 licenses and is registered to provide investment advisory services in Wisconsin. Saede is also registered to provide brokerage services in 33 states. Saede has experience with a variety of financial products and services, including insurance, annuities, mutual funds, and retirement planning. Saede is committed to providing clients with personalized financial advice and helping them reach their financial goals.

Firm Information

Saede Maleki is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Saede Maleki’s Registration & Firm History

WI

05/24/2018 - Present

Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)

WI

03/05/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MA

07/25/1991 - 02/18/1992

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

07/25/1991 - 02/18/1992

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/22/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Saede Paul Maleki. Review regulatory record here.
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