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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sae? Claim Your ProfileSae Pyol Moon is a Registered Representative and Investment Adviser Representative associated with Morgan Stanley. Sae has been in the industry since 2003 and holds various licenses and certifications, including Series 3, 4, 7, 24, 55, 63 and 66. Sae has experience working for various firms in the financial industry, including E*TRADE SECURITIES LLC and HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C.. Sae has worked with Morgan Stanley since 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/16/2021 - Present
Morgan Stanley (NEW YORK NY)
NJ
06/23/2014 - 10/21/2014
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
01/26/2010 - 03/05/2014
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
03/18/2008 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
01/30/2007 - 09/18/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (JERSEY CITY NJ)
NY
01/12/2006 - 01/17/2007
J.P. TURNER & COMPANY, L.L.C. (HAPPAUGE NY)
CA
03/16/2005 - 01/09/2006
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
MO
12/04/2003 - 05/17/2004
SAXONY SECURITIES, INC. (ST. LOUIS MO)
NY
09/29/2003 - 11/18/2003
ARISTATRADE SECURITIES, LLC (HAUPPAUGE NY)
NY
01/23/2003 - 05/12/2003
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 03/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2010
Series 4 - Registered Options Principal Examination
BC
Issued 04/07/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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