Unclaimed
Sadie Lynn Johnson is a registered representative with Principal Asset Management. Sadie Lynn Johnson has been in the industry since 2002 and holds Series 7, SIE, 7TO, 24, and 66 licenses. Sadie Lynn Johnson is registered to provide investment advice in Iowa and has a FINRA Series 24 license. Sadie Lynn Johnson's previous employers include AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Sadie Lynn Johnson is also associated with Principal Funds Distributor, Principal Global Investors, LLC, and Principal Global Investors, Inc. Sadie Lynn Johnson's specializations include: Pension and Profit-Sharing Plans, Investment Companies, Insurance Companies, Banking or Thrift Institutions, State or Municipal Government Entities, and other Investment Advisers. Sadie Lynn Johnson's areas of expertise include spread lending management and advice, asset allocation services, and providing model portfolios. Sadie Lynn Johnson is also licensed to provide investment advice for corporations or other businesses, individuals, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
IA
03/06/2023 - Present
Principal Asset Management (Des Moines IA)
MN
09/13/2002 - 04/30/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/13/2002 - 04/30/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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