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Sadie Lynn Johnson

Principal Asset Management

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About Sadie Lynn Johnson

Sadie Lynn Johnson is a registered representative with Principal Asset Management. Sadie Lynn Johnson has been in the industry since 2002 and holds Series 7, SIE, 7TO, 24, and 66 licenses. Sadie Lynn Johnson is registered to provide investment advice in Iowa and has a FINRA Series 24 license. Sadie Lynn Johnson's previous employers include AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Sadie Lynn Johnson is also associated with Principal Funds Distributor, Principal Global Investors, LLC, and Principal Global Investors, Inc. Sadie Lynn Johnson's specializations include: Pension and Profit-Sharing Plans, Investment Companies, Insurance Companies, Banking or Thrift Institutions, State or Municipal Government Entities, and other Investment Advisers. Sadie Lynn Johnson's areas of expertise include spread lending management and advice, asset allocation services, and providing model portfolios. Sadie Lynn Johnson is also licensed to provide investment advice for corporations or other businesses, individuals, and pooled investment vehicles.

Firm Information

Sadie Johnson is currently registered with Principal Asset Management. Principal Asset Management is a large investment advisor based in Des Moines, Iowa, with over 700 investment advisory professionals. They manage over $377 billion in assets for a diverse client base, including individuals, businesses, institutions, and pooled investment vehicles. The firm offers a wide range of investment advisory services, including asset allocation, portfolio management, and spread lending management. They also provide educational seminars and select other advisors for their clients.
Principal Asset Management

801 GRAND AVE

DES MOINES, IA 50392-0001

$377.22B

Assets Under Management

98

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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spread lending management and advice; asset allocation services; providing model portfolios

Spread lending management and advice; asset allocation services; providing model portfolios

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Charge on a cost allocation basis to principal life

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Sadie Johnson’s Registration & Firm History

IA

03/06/2023 - Present

Principal Asset Management (Des Moines IA)

MN

09/13/2002 - 04/30/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/13/2002 - 04/30/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 03/03/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/17/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/27/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/14/2022

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sadie Lynn Johnson.
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