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Sachin Upendra Patel

Rainmaker Securities, LLC

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About Sachin Upendra Patel

Sachin Upendra Patel is a financial advisor registered with Rainmaker Securities, LLC. Sachin has been working in the financial services industry since December 17, 2013. Prior to joining Rainmaker Securities, LLC, Sachin has been employed by several firms including Morgan Stanley, Sequence Financial Specialists LLC, Primary Capital, LLC and NMS Capital Advisors, LLC. Sachin holds a Series 66 license and a Series 7TO license, as well as several other industry certifications.

Firm Information

Sachin Patel is currently registered with Rainmaker Securities, LLC. Rainmaker Securities, LLC is a Limited Liability Company formed on March 9, 2004. The firm is registered with the SEC and in 28 states.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sachin Patel’s Registration & Firm History

FL

09/20/2023 - Present

Rainmaker Securities, LLC (CORAL GABLES FL)

GA

11/13/2020 - 12/01/2021

MORGAN STANLEY (Alpharetta GA)

SC

12/05/2019 - 03/23/2020

SEQUENCE FINANCIAL SPECIALISTS LLC (FLORENCE SC)

NY

11/04/2015 - 03/04/2019

PRIMARY CAPITAL, LLC (NEW YORK NY)

CA

07/13/2015 - 10/30/2015

NMS CAPITAL ADVISORS, LLC. (NEWPORT BEACH CA)

CA

03/30/2015 - 07/15/2015

NMS CAPITAL SECURITIES, LLC (BEVERLY HILLS CA)

GA

01/13/2005 - 04/06/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)

MN

09/11/2002 - 12/08/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/11/2002 - 12/08/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 05/29/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2015

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 09/03/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sachin Upendra Patel.
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