Unclaimed
Sachiko Richmond is a financial advisor at Ameriprise Financial Services, LLC. Sachiko holds Series 7, Series 66 and SIE licenses and has been working in the financial industry since 2019. She is registered to provide investment advice in Illinois and Texas. Sachiko also worked for WELLS FARGO CLEARING SERVICES, LLC in Plano, TX from 2019 to 2021. Prior to that, she worked for Principal Global Investors in Des Moines, Iowa. Sachiko offers a wide range of financial services including investment management, financial planning and asset allocation services. She also provides educational seminars and works with both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
07/26/2021 - Present
Ameriprise Financial Services, LLC (Oakbrook Terrace IL)
TX
10/25/2019 - 07/16/2021
WELLS FARGO CLEARING SERVICES, LLC (PLANO TX)
BOTH
Issued 03/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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