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Sabrina Anne modugno Criner

Oppenheimer & Co. Inc.

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About Sabrina Anne modugno Criner

Sabrina Criner is a financial advisor with Oppenheimer & Co. Inc. She has over 10 years of experience in the financial services industry. Sabrina's primary office is located in ST. LOUIS, Missouri. She is registered to provide investment advisory services in Arizona, Colorado, Illinois, and Missouri. She holds Series 7, 9, 10, 66, and SIE licenses.

Firm Information

Sabrina Criner is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

ONE NORTH BRENTWOOD BOULEVARD

ST. LOUIS, MO 63105

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Sabrina Criner’s Registration & Firm History

MO

02/01/2019 - Present

Oppenheimer & Co. Inc. (ST. LOUIS MO)

MO

03/16/2015 - 10/13/2017

OPPENHEIMER & CO. INC. (ST. LOUIS MO)

IN

07/15/2013 - 08/15/2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED (INDIANAPOLIS IN)

IN

02/10/2012 - 12/11/2012

MORGAN STANLEY (INDIANAPOLIS IN)

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Licenses & Designations

BOTH

Issued 4/10/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 1/30/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/15/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 2/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/13/2017

SIE - Securities Industry Essentials Examination

BC

Issued 2/9/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sabrina Anne modugno Criner.
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