Unclaimed
Sabrina Williams is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. She has been working in the financial services industry since April 15, 2001. Sabrina Williams holds a Series 66 license as well as Series 7, 9, 10, and 31 licenses. She is licensed to conduct business in 53 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Sabrina Williams is also registered to provide investment advisory services in Georgia, South Carolina and Texas. Sabrina Williams has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since July 1995.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
BOTH
Issued 09/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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