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Sable Elise Potts

Charles Schwab & CO., Inc.

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About Sable Elise Potts

Sable Elise Potts is a financial advisor with Charles Schwab & CO., Inc. based in Beverly Hills, CA. Sable has been in the industry since 2015 and has experience working with Fidelity Brokerage Services LLC. Sable is registered with FINRA and holds Series 63, 66, 7, 9, and SIE licenses. Sable has a wide range of experience working with individuals and providing financial planning advice. Sable also works with the Schwab Advisor Services platform. Sable Elise Potts can help individuals and families achieve their financial goals.

Firm Information

Sable Potts is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Sable Potts’s Registration & Firm History

CA

02/18/2022 - Present

Charles Schwab & CO., Inc. (Beverly Hills CA)

CA

07/13/2015 - 01/26/2022

FIDELITY BROKERAGE SERVICES LLC (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 12/12/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/14/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sable Elise Potts.
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