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Sabina Chatterjee

Wells Fargo Securities, LLC

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About Sabina Chatterjee

Sabina Chatterjee is a financial professional with over 18 years of experience in the industry. Sabina is currently registered with Wells Fargo Securities, LLC and is licensed in all 50 states. Sabina has held previous roles with Scott & Stringfellow, LLC and J.P. Morgan Securities Inc. Sabina is a Series 7, Series 63, Series 86, Series 87, Series 79, and Series 99TO licensed professional.

Firm Information

Sabina Chatterjee is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sabina Chatterjee’s Registration & Firm History

NY

05/24/2011 - Present

Wells Fargo Securities, LLC (New York NY)

NY

10/08/2008 - 05/24/2011

SCOTT & STRINGFELLOW, LLC (NEW YORK NY)

NY

10/12/2004 - 06/26/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/01/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/04/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/31/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/11/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sabina Chatterjee.
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