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Saad Zein

Ashton Stewart & CO., Inc.

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About Saad Zein

Saad Zein is a registered representative with Ashton Stewart & CO., Inc. in Miami, Florida. Saad has been in the industry since November 19, 2001. Saad is a licensed general securities principal and holds the Series 3, 7, 24, 79, and SIE licenses. Previously, Saad was registered with Torino Capital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Standard New York Securities, Inc., Aladdin Capital LLC, Dresdner Kleinwort Securities LLC, Dresdner Kleinwort Wasserstein - Grantchester, Inc., Credit Suisse First Boston Corporation, and CSFP Capital, Inc. Saad has a Series 63 license.

Firm Information

Saad Zein is currently registered with Ashton Stewart & CO., Inc.. Ashton Stewart & CO., Inc. is a Corporation formed in September 1999 and registered with the SEC and in 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Saad Zein’s Registration & Firm History

FL

09/20/2016 - Present

Ashton Stewart & CO., Inc. (MIAMI FL)

NY

07/13/2015 - 07/20/2016

TORINO CAPITAL LLC (NEW YORK NY)

NY

03/25/2013 - 04/07/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/11/2011 - 01/15/2013

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

CT

09/17/2009 - 12/07/2010

ALADDIN CAPITAL LLC (STAMFORD CT)

NA

01/09/2003 - 02/19/2009

DRESDNER KLEINWORT SECURITIES LLC (LONDON )

NY

03/21/2002 - 01/06/2003

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC. (NEW YORK NY)

NY

03/18/2002 - 03/21/2002

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

08/21/1996 - 03/31/1999

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

08/21/1996 - 04/28/1998

CSFP CAPITAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/17/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/10/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/24/1998

Series 3 - National Commodity Futures Examination

BC

Issued 08/20/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Saad Zein.
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