Unclaimed
S. ryan Hamm is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. S. ryan Hamm has been in the industry since February 24, 2002 and is registered in 28 states. S. ryan Hamm is a registered representative and investment advisor representative. S. ryan Hamm is affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. in Florence, AL. S. ryan Hamm has previously worked for Morgan Stanley Smith Barney, MORGAN STANLEY & CO. INCORPORATED, and MORGAN STANLEY DW INC. S. ryan Hamm has Series 66, Series 31, and Series 7 licenses and is qualified to provide services in the areas of portfolio management for individuals, portfolio management for businesses, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
06/27/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORENCE AL)
AL
06/01/2009 - 01/27/2012
MORGAN STANLEY SMITH BARNEY (FLORENCE AL)
AL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FLORENCE AL)
AL
02/25/2002 - 04/02/2007
MORGAN STANLEY DW INC. (FLORENCE AL)
BOTH
Issued 03/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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