Unclaimed
S Robert Zunick is a financial advisor at Wells Fargo Clearing Services, LLC, located in HOT SPRINGS, AR. S Robert Zunick has been in the industry since May 20, 1987, and has experience with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and A.G. Edwards & Sons, Inc. S Robert Zunick holds multiple licenses and certifications, including Series 3, 7, 9, 10, 63, and 65. S Robert Zunick is registered in 33 states. S Robert Zunick provides financial planning, investment consulting, portfolio management for individuals and businesses, and selection of other advisors. S Robert Zunick's specialties include investments, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
07/18/2024 - Present
Wells Fargo Clearing Services, LLC (HOT SPRINGS AR)
AR
06/01/2009 - 06/07/2013
MORGAN STANLEY (HOT SPRINGS AR)
AR
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOT SPRINGS AR)
AR
11/12/2004 - 04/02/2007
MORGAN STANLEY DW INC. (HOT SPRINGS AR)
MO
05/21/1987 - 11/24/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 11/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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