Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you S? Claim Your ProfileS. Diane Davis is a financial advisor at Capital Investment Advisory Services, LLC, with over 30 years of experience in the financial services industry. S. Diane is a registered representative with FINRA and is licensed in 13 states. She provides a variety of financial services to individuals, families, and businesses including financial planning, retirement planning, and investment management. She also works with charitable organizations and pension and profit-sharing plans. Prior to joining Capital Investment Advisory Services, LLC, S. Diane was with Lincoln Financial Securities for 7 years and MetLife Securities for 11 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
12/17/2024 - Present
Capital Investment Advisory Services, LLC (DAVIDSON NC)
NC
09/03/2010 - 09/13/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (DAVIDSON NC)
NC
06/25/1999 - 09/20/2010
METLIFE SECURITIES INC. (DAVIDSON NC)
NC
06/25/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (DAVIDSON NC)
IN
04/02/1998 - 06/09/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/02/1998 - 06/09/1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MD
08/06/1996 - 04/01/1998
THE ADVISORS GROUP, INC. (BETHESDA MD)
IN
09/25/1992 - 08/05/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/25/1992 - 08/05/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 07/07/2000
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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